SPE/SME

Key Responsibilities

• Review customer account activity flagged by the bank's automated monitoring system

• Identify potential unusual or suspicious activities in customer accounts

• Analyze alerts related to Sanctions/PEP based on WOC/SDN data

• Prepare detailed analysis reports including reasons for alert closure or escalation

• Ensure compliance with BSA, OFAC, and global regulatory requirements

• Collaborate with the Financial Intelligence Unit to report suspicious activities

• Communicate with Relationship Managers for additional account or transaction information

• Provide training to new associates joining the process

• Act as a subject matter expert to assess process changes and discuss impacts with clients and management

• Maintain up-to-date knowledge of regulatory requirements and financial crime trends

• Perform other duties as assigned by the Alert Disposition Team Leader and BSA Manager