Process Expert

Job Description:

• Good knowledge & Understanding of AML/KYC /BSA/UK/EU regulations) and other local act regulatory requirements across geographies.

• Hands on experience on working on any regulatory requirements such as DFA, EMIR, MIFID, FATCA, CRS, SFTR, HKMA and MAS.

• Good Knowledge and understanding of Captial Markets products and services such as Fixed Income, Equities, FX, Derivatives, commodities, CDO, DCM.

• Assess the client data and documents to identify if the client meets regulatory requirements across jurisdictions 

• Review if all the necessary document, static data and corresponding evidences are on file to comply with regulatory requirement.

• Strong collaborative abilities with various banking business areas Sales/Relationship Managers, Compliance & Audit teams.

• Check for correctness, including validation of client and completeness of documents received against existing regulations.

• Remediate the findings in line with bank's policies and procedures.

• Reports compliance & control exceptions and deficiencies to the Managers.

• Develop expert knowledge in regulatory requirements, processes, and systems across global jurisdictions, Perform reconciliation and exception management as per the various regulatory requirements.