Responsibilities:

SEBI PMS Regulations Compliance: Ensure comprehensive compliance with all SEBI (Securities and Exchange Board of India) PMS (Portfolio Management Services) Regulations.
Compliance Framework Development: Develop and maintain a robust Compliance Manual, detailed Checklists, effective Tracking mechanisms, and accurate Reporting frameworks related to PMS operations.
AML/PMLA & Insider Trading Compliance: Assist in ensuring full compliance with Anti-Money Laundering (AML)/Prevention of Money Laundering Act (PMLA) and Insider Trading regulations.
Audit Assistance: Provide dedicated assistance in concurrent, internal, and statutory audits specifically related to PMS activities, ensuring all documentation and processes are in order.
Regulatory Knowledge Application: Apply in-depth knowledge of SEBI PMS regulations, Companies Act 2013, AML/PMLA, and Insider Trading regulations to all compliance activities.
Risk Mitigation: Identify potential compliance risks and assist in implementing mitigation strategies.
Reporting: Prepare and submit necessary compliance reports to internal stakeholders and regulatory bodies as required.

Required Skills:

Strong knowledge of SEBI PMS regulations.
Understanding of Companies Act 2013.
Knowledge of AML/PMLA regulations.
Knowledge of Insider Trading regulations.
Ability to develop and maintain compliance manuals, checklists, tracking, and reporting systems.
Capability to assist in various audits related to PMS.
Strong attention to detail and analytical skills.
Excellent communication skills, both written and verbal

PMS Compliance Manager