ACAcme Services
NBFC compliance
Mumbai ₹4-13 LPA Posted 18 Jul 2025
FULL TIME
policy development
Risk Assessment
Internal Controls
Data Analysis
Job Description
- Ensuring that the Company is compliant with the Master Direction/Circulars issued or amended by RBI from time to time.
- Submission of various Returns with Reserve Bank of India ( RBI ) and filing of various intimation with RBI
- Finalisation and Implementation of various Policies, setting up processes to monitor compliances of NBFC.
- Coordination with Various Business Functions for ensuring that the Lending/Investment activities are in compliance with RBI Provisions
- Managing secretarial activities such as holding Board and Committee Meetings including ALCO and RMC meetings, preparing agenda and minutes, Board presentation and liasoning with business team, shareholders, directors and regulators.
- Monitoring of loan books of the Company and ensuring proper KYC, credit appraisal, review process is followed
- Well-versed with compliances with RBI under FEMA pertaining to ODI application, APR, FLA filing for investment in off-shore entities
- Handling due diligence, RBI inspection, coordinating with Internal Auditor, Statutory Auditors, Secretarial and closing the respective audits etc.
- Ensuring compliances as per the Companies Act, 2013, Secretarial Standards and update of statutory records and to file various e-forms with MCA.
- Submission of various disclosures with Stock Exchange under SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 and ensuring compliance with Debenture Trustees and Exchanges in connection with listed
- Non-Convertible
- Debentures ( NCD )
- Preparation of Offer Document for private placement of listed NCD, Filing of Corporate
- Action Form, drafting Debenture Trust Deed, Hypothecation cum Mortgage Deed, Listing of NCD with Stock Exchange, Coordination with Debenture Trustees, Filing of necessary forms, etc.
- Preparation of Notice of Annual General Meeting and Extraordinary General Meeting, Board Report, Corporate Governance Report, etc.