Compliance Specialist

Key Responsibilities:

Risk & Compliance Oversight

• Act as the Principal Officer/MLRO for the CSC IN entity.
• Provide independent and sound risk & compliance advice on client acceptance in line with company policies, local legislation, and industry best practices.
• Conduct timely risk & compliance monitoring, including client entity reviews, transaction monitoring, and clearance of suspicious activities.
• Conduct thematic or specific risk & compliance reviews as required.

Regulatory Liaison & Audits

• Liaise with local regulators on compliance matters.
• Support and coordinate Internal Audit inspections or enquiries.
• Conduct risk & compliance investigations related to incidents, complaints, or administrative issues.

Training & Advisory

• Conduct risk & compliance induction programs for new staff.
• Provide ongoing risk & compliance training to existing employees.
• Prepare risk & compliance management reports and provide relevant management information.
• Participate in ad hoc compliance-related projects.