Compliance Officer

Role & responsibilities

• Assist in overseeing corporate compliance programme
• Ensuring documentation and client database is updated
• Supporting the preparation of different and regular compliance reporting
• Supporting the preparation of new clients submission to the Global Client Acceptance Committee
• Assisting in the review of investors KYC
• Assisting in the various second level control testing
• Providing guidance on internal policies and procedures
• Answering specific questions from internal staff on KYC and compliance processes
• Supporting any other (internal/external) requests

Preferred candidate profile

• You have a University degree in Law, Finance or Economics.
• You have ideally 1 or 2 years of experience in Fund Administration and/or Corporate Service Compliance
• You are proficient in Microsoft Office 2013, especially in Excel
• You are fluent in English. Any other language is considered as an advantage
• You are results-oriented while being conscious of risk management
• You are able to multitask and handle key deliverables with challenging deadlines
• You have a keen eye for details and willing to execute tasks hands-on
• Having knowledge on AML/KYC regulations of Australia, China, Hong Kong, Japan, Mauritius and/or Singapore will be considered as an advantage